| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2017-07-17 | 2018-08-31 |
| Rep | 就证券提供意见 | 2017-07-17 | 2022-04-12 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就证券提供意见 | 2013-05-10 | 2017-01-16 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-10-10 | 2013-03-16 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2006-09-11 | 2008-09-29 |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2005-03-24 |
| Rep | 提供资产管理 | - | 2005-03-24 | |
| Rep | 就证券提供意见 | - | 2006-09-02 |