| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Asia Pacific Financial Investment Services Co., Limited | Rep | 提供信贷评级服务 | 2017-09-04 | 2018-08-30 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2014-10-21 | 2016-06-09 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-11-23 | 2014-07-26 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | 2007-04-18 | 2008-06-17 |