| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2017-09-04 | - |
| Rep | 就证券提供意见 | 2017-09-04 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-10-10 | 2017-06-28 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2007-08-20 | 2008-09-29 |