| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-22 | 2016-08-24 |
| Rep | 证券交易 | 2010-10-22 | 2016-08-24 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-22 | 2013-04-23 |
| Macquarie Asia Securities Limited | Rep | 期货合约交易 | 2007-12-20 | 2010-07-27 |
| MACQUARIE CAPITAL LIMITED | Rep | 证券交易 | 2007-06-20 | 2010-07-27 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 证券交易 | 2007-06-20 | 2008-01-01 |