| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2014-10-30 | 2017-04-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-01-22 | 2014-07-30 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就证券提供意见 | 2006-07-31 | 2008-07-09 |
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2004-06-25 | 2006-06-02 |