| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNCBI Asset Management Limited | RO | 证券交易 | 2020-04-01 | 2022-09-22 |
| RO | 就证券提供意见 | 2019-11-15 | 2022-09-22 | |
| RO | 提供资产管理 | 2019-11-15 | 2022-09-22 | |
| Rep | 就证券提供意见 | 2018-12-18 | 2019-11-15 | |
| Rep | 提供资产管理 | 2018-12-18 | 2019-11-15 | |
| BOCOM International Asset Management Limited | Rep | 提供资产管理 | 2015-12-21 | 2018-07-31 |
| Rep | 就证券提供意见 | 2015-05-12 | 2018-07-31 | |
| Rep | 证券交易 | 2015-05-12 | 2018-07-31 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2011-07-11 | 2013-08-13 |
| Rep | 证券交易 | 2010-01-04 | 2010-06-12 | |
| Rep | 证券交易 | 2008-10-10 | 2009-07-03 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2007-08-14 | 2008-09-29 |