| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | 期货合约交易 | 2024-02-19 | - |
| RO | 证券交易 | 2024-02-19 | - | |
| Rep | 期货合约交易 | 2023-12-13 | 2024-02-19 | |
| Rep | 证券交易 | 2023-12-13 | 2024-02-19 | |
| Xeram and Company (Asia) Limited | RO | 期货合约交易 | 2019-05-17 | 2023-11-30 |
| RO | 证券交易 | 2019-05-17 | 2023-11-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2014-07-18 | 2018-04-10 |
| Rep | 期货合约交易 | 2012-05-04 | 2018-04-10 | |
| Rep | 就证券提供意见 | 2010-08-30 | 2018-04-10 | |
| Rep | 证券交易 | 2010-08-30 | 2018-04-10 |