| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-12-30 | 2016-04-13 |
| Rep | 就机构融资提供意见 | 2008-10-10 | 2016-04-13 | |
| Rep | 证券交易 | 2008-10-10 | 2016-04-13 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-12-01 | 2008-09-29 |
| Rep | 证券交易 | 2005-12-01 | 2008-09-29 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-03-30 | 2005-10-19 |
| Rep | 就机构融资提供意见 | 2004-01-30 | 2005-10-19 |