Horsley-Heather, Nicholas John (SFC:ASZ379) Hong Kong SFC License Details (ID 90480)

Horsley-Heather, Nicholas John (SFC:ASZ379) Hong Kong SFC License Details (ID 90480)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	就期货合约提供意见	2012-11-28	2014-04-04
	Rep	就证券提供意见	2012-11-28	2014-04-04
	Rep	期货合约交易	2012-11-28	2014-04-04
	Rep	证券交易	2012-11-28	2014-04-04
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-02	2012-09-13
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2009-11-02	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2009-11-02	2012-09-13
	Rep	证券交易	2009-11-02	2012-09-13
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2009-11-02	2012-09-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2009-05-25	2009-06-25
	Rep	证券交易	2009-05-25	2009-06-25