| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Centuriam Limited | RO | 证券交易 | 2024-12-09 | 2025-05-31 |
| RO | 就证券提供意见 | 2024-03-18 | 2025-05-31 | |
| Rep | 证券交易 | 2024-02-29 | 2024-12-09 | |
| Rep | 就证券提供意见 | 2024-01-02 | 2024-03-18 | |
| Rep | 提供资产管理 | 2024-01-02 | 2025-05-31 | |
| MIZUHO SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2014-06-17 | 2023-10-13 |
| Rep | 证券交易 | 2014-06-17 | 2023-10-13 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-02 | 2013-04-23 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2005-07-20 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-07-20 | 2014-03-18 |
| Rep | 证券交易 | 2005-07-20 | 2014-03-18 |