| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2026-03-19 | - |
| Rep | 就证券提供意见 | 2026-03-19 | - | |
| Rep | 期货合约交易 | 2026-03-19 | - | |
| Rep | 证券交易 | 2026-03-19 | - | |
| Rep | 就期货合约提供意见 | 2018-01-05 | 2026-03-18 | |
| Rep | 期货合约交易 | 2018-01-05 | 2026-03-18 | |
| Rep | 就证券提供意见 | 2014-04-17 | 2026-03-18 | |
| Rep | 证券交易 | 2012-07-18 | 2026-03-18 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-02 | 2012-05-31 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2004-11-15 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-11-15 | 2012-05-31 |
| Rep | 证券交易 | 2004-09-24 | 2012-05-31 | |
| MEIJI YASUDA ASIA LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2004-09-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-24 | |
| YASUDA ASIA LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2003-12-31 |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-31 |
已采集记录中暂无金管局登记。