| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2025-07-04 | 2026-02-20 |
| Rep | 就证券提供意见 | 2025-05-23 | 2025-06-02 | |
| Rep | 就证券提供意见 | 2024-12-04 | 2024-12-09 | |
| Rep | 就证券提供意见 | 2024-09-20 | 2024-09-25 | |
| Rep | 就证券提供意见 | 2024-05-30 | 2024-06-03 | |
| Rep | 就证券提供意见 | 2023-02-10 | 2023-02-15 | |
| Rep | 就证券提供意见 | 2023-01-17 | 2023-01-20 | |
| Rep | 就证券提供意见 | 2019-08-16 | 2019-08-23 | |
| Rep | 就证券提供意见 | 2019-03-07 | 2019-03-13 | |
| Rep | 就证券提供意见 | 2019-01-17 | 2019-01-23 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2010-02-03 | 2011-12-31 |