| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2009-07-21 | 2012-09-13 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2008-05-16 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2008-05-16 | 2008-09-29 |
| CLSA LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-16 |
| Rep | 就证券提供意见 | - | 2004-03-16 | |
| Rep | 提供资产管理 | - | 2004-03-16 | |
| Rep | 证券交易 | - | 2008-04-15 |