| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-10 | 2013-04-23 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2010-02-01 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-01 | 2018-10-02 |
| Rep | 证券交易 | 2010-02-01 | 2018-10-02 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2010-02-01 | 2013-04-23 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-11-13 | 2010-01-08 |
| Rep | 证券交易 | 2007-11-13 | 2010-01-08 |