| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Liquidnet Asia Limited | RO | 提供自动化交易服务 | 2015-05-12 | 2017-10-03 |
| RO | 证券交易 | 2015-05-12 | 2017-10-03 | |
| MACQUARIE CAPITAL LIMITED | RO | 提供自动化交易服务 | 2013-07-09 | 2014-06-27 |
| RO | 证券交易 | 2013-07-09 | 2014-06-27 | |
| Rep | 证券交易 | 2013-01-16 | 2013-07-09 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | RO | 提供自动化交易服务 | 2010-04-30 | 2012-11-15 |
| RO | 证券交易 | 2010-04-30 | 2012-11-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2012-11-15 |
| Rep | 证券交易 | 2008-10-10 | 2012-11-15 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2006-12-19 | 2008-09-29 |
| Rep | 证券交易 | 2006-12-19 | 2008-09-29 |