Lau, Joseph Han Wai 劉恆瑋 Hong Kong SFC License Details (ID 90540)

Lau, Joseph Han Wai 劉恆瑋 Hong Kong SFC License Details (ID 90540)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	就期货合约提供意见	2019-01-28	-
	RO	期货合约交易	2019-01-28	-
	Rep	就证券提供意见	2015-11-18	2016-10-17
	Rep	证券交易	2015-11-18	2016-10-17
	Rep	就期货合约提供意见	2015-11-18	2019-01-28
	Rep	期货合约交易	2015-11-18	2019-01-28
Credit Suisse (Hong Kong) Limited	Rep	提供自动化交易服务	2012-11-19	2013-11-01
	Rep	期货合约交易	2012-11-19	2015-08-22
	Rep	证券交易	2012-11-19	2015-08-22
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2012-11-19	2015-08-22
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-03	2012-08-09
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2008-12-15	2010-02-19
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2008-12-15	2012-08-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2008-10-10	2012-08-09
	Rep	证券交易	2008-10-10	2012-08-09
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2007-07-04	2008-09-29
	Rep	证券交易	2007-07-04	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2007-07-04	2008-09-29
INDUS CAPITAL ADVISORS (HONG KONG) LIMITED	Rep	就证券提供意见	2007-04-16	2007-06-15