| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2018-12-31 | - |
| Rep | 期货合约交易 | 2018-12-31 | - | |
| Rep | 证券交易 | 2018-12-31 | - | |
| InnoFusion Capital Management Limited | Rep | 提供资产管理 | 2017-11-03 | 2018-10-12 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2012-03-30 | 2014-06-20 |
| Rep | 证券交易 | 2008-01-25 | 2014-06-20 | |
| AIG Financial Products (International) Limited | Rep | 证券交易 | 2007-04-18 | 2008-01-21 |
| KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | 证券交易 | 2006-08-18 | 2007-04-05 |
| Rep | 证券交易 | 2004-01-15 | 2005-11-01 |