| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Greenlane Capital Limited | RO | 提供资产管理 | 2021-04-21 | - |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2016-09-23 | 2019-07-08 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2010-07-19 | 2016-06-24 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-02-25 | 2010-05-28 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 证券交易 | 2007-10-26 | 2008-11-07 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2006-07-11 | 2008-11-07 |
| Rep | 证券交易 | 2006-07-11 | 2008-11-07 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2006-07-11 | 2008-11-07 |
| Rep | 期货合约交易 | 2006-07-11 | 2008-11-07 |