Personnel Hong Kong SFC License Details (ID 90572)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	就证券提供意见	2026-07-31	-
	Rep	证券交易	2026-07-31	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2023-12-15	2024-07-19
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2023-07-21	2024-07-19
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	证券交易	2023-07-21	2024-07-19
China Renaissance Securities (Hong Kong) Limited	Rep	就证券提供意见	2018-06-11	2021-04-09
	Rep	证券交易	2018-06-11	2021-04-09
	RO	就证券提供意见	2017-12-07	2018-06-11
	RO	证券交易	2017-12-07	2018-06-11
	Rep	就证券提供意见	2017-06-12	2017-12-07
	Rep	证券交易	2017-06-12	2017-12-07
CICC US Securities (Hong Kong) Limited	Rep	证券交易	2016-05-05	2017-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	就证券提供意见	2016-03-18	2017-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	期货合约交易	2014-11-25	2017-03-30
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	证券交易	2014-11-25	2017-03-30
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2014-05-30	2014-10-23
	Rep	证券交易	2014-05-30	2014-10-23
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2014-05-30	2014-10-23
	Rep	证券交易	2014-05-30	2014-10-23
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	证券交易	2013-12-23	2014-05-07
	Rep	期货合约交易	2010-07-26	2013-03-01
	Rep	证券交易	2010-07-26	2013-03-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-07-26	2013-03-01
UBS SECURITIES ASIA LIMITED	Rep	证券交易	2009-01-09	2009-11-24
UBS SECURITIES HONG KONG LIMITED	Rep	证券交易	2009-01-09	2009-11-24

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