| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-09 | 2022-10-28 |
| Rep | 证券交易 | 2008-10-09 | 2022-10-28 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2007-09-25 | 2008-09-29 |
| Rep | 证券交易 | 2007-09-25 | 2008-09-29 | |
| Rep | 期货合约交易 | 2007-05-22 | 2007-06-06 | |
| Rep | 证券交易 | 2007-05-22 | 2007-06-06 |