Liu, Wallace Kai Yip 廖啟業 Hong Kong SFC License Details (ID 90588)

Liu, Wallace Kai Yip 廖啟業 Hong Kong SFC License Details (ID 90588)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Standard Chartered Securities (Hong Kong) Limited	Rep	就期货合约提供意见	2013-02-19	2014-09-29
	Rep	期货合约交易	2013-02-19	2014-09-29
	Rep	就证券提供意见	2012-07-27	2014-09-29
	Rep	证券交易	2012-07-27	2014-09-29
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2010-07-27	2012-04-28
	Rep	证券交易	2010-07-27	2012-04-28
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-07-27	2012-04-28
	Rep	证券交易	2010-07-27	2012-04-28
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2008-08-18	2009-01-23
Merrill Lynch Far East Limited	Rep	证券交易	2008-08-18	2009-01-23
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2008-08-18	2009-01-23
LEHMAN BROTHERS ASIA LIMITED	Rep	期货合约交易	2008-05-16	2008-07-08
	Rep	证券交易	2008-05-16	2008-07-08