| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-01-23 | 2015-07-07 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | 就证券提供意见 | 2005-09-05 | 2007-01-21 |
| SBI China Capital Securities Limited | Rep | 就证券提供意见 | 2004-08-23 | 2005-09-02 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期货合约交易 | 2004-03-17 | 2004-08-04 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 证券交易 | 2004-03-17 | 2004-08-04 |