Personnel Hong Kong SFC License Details (ID 90598)

Personnel Hong Kong SFC License Details (ID 90598)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BARCLAYS CAPITAL ASIA LIMITED	Rep	期货合约交易	2024-02-27	-
	Rep	证券交易	2024-02-27	-
Credit Suisse (Hong Kong) Limited	Rep	期货合约交易	2021-03-18	2023-08-03
	Rep	证券交易	2021-03-18	2023-08-03
Credit Suisse Securities (Hong Kong) Limited	Rep	提供自动化交易服务	2021-03-18	2023-08-03
	Rep	证券交易	2021-03-18	2023-08-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2011-08-22	2020-10-20
	Rep	证券交易	2011-08-22	2020-10-20
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2011-08-22	2013-04-23
	Rep	证券交易	2011-08-22	2013-04-23
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	就证券提供意见	2010-10-09	2011-08-06
	Rep	提供资产管理	2010-10-09	2011-08-06
	Rep	证券交易	2010-10-09	2011-08-06