| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2020-03-30 | - |
| Rep | 证券交易 | 2020-03-30 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2020-01-03 | 2020-03-13 |
| Rep | 证券交易 | 2020-01-03 | 2020-03-13 | |
| Rep | 提供自动化交易服务 | 2013-07-18 | 2013-11-01 | |
| Rep | 期货合约交易 | 2013-07-18 | 2019-04-18 | |
| Rep | 证券交易 | 2013-07-18 | 2019-04-18 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2013-07-18 | 2018-04-09 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-04 | 2012-08-07 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2009-07-02 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-07-02 | 2012-08-07 |
| Rep | 证券交易 | 2009-07-02 | 2012-08-07 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2009-07-02 | 2012-08-07 |
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