| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | RO | 就证券提供意见 | 2016-11-04 | 2018-09-14 |
| RO | 提供自动化交易服务 | 2016-11-04 | 2018-09-14 | |
| RO | 证券交易 | 2016-11-04 | 2018-09-14 | |
| Rep | 就证券提供意见 | 2012-12-17 | 2016-11-04 | |
| Rep | 提供自动化交易服务 | 2012-12-17 | 2016-11-04 | |
| Rep | 证券交易 | 2012-12-17 | 2016-11-04 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-04 | 2012-12-16 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2008-05-27 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-27 | 2012-12-16 |
| Rep | 证券交易 | 2008-05-27 | 2012-12-16 |