| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MIZUHO SECURITIES ASIA LIMITED | RO | 就机构融资提供意见 | 2018-01-04 | 2025-06-11 |
| RO | 就证券提供意见 | 2018-01-04 | 2025-06-11 | |
| RO | 证券交易 | 2018-01-04 | 2025-06-11 | |
| Rep | 就机构融资提供意见 | 2015-09-21 | 2018-01-04 | |
| Rep | 就证券提供意见 | 2015-09-21 | 2018-01-04 | |
| Rep | 证券交易 | 2015-09-21 | 2018-01-04 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2012-01-13 | 2015-06-18 |
| Rep | 就证券提供意见 | 2012-01-13 | 2015-06-18 | |
| Rep | 证券交易 | 2011-08-25 | 2015-06-18 | |
| BEAR STEARNS ASIA LIMITED | Rep | 证券交易 | 2007-06-18 | 2008-07-01 |