| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就证券提供意见 | 2022-10-25 | - |
| RO | 证券交易 | 2022-10-25 | - | |
| Rep | 期货合约交易 | 2021-09-27 | - | |
| Rep | 就证券提供意见 | 2021-09-27 | 2022-10-25 | |
| Rep | 证券交易 | 2021-09-27 | 2022-10-25 | |
| GSA Capital Partners (Hong Kong) Limited | RO | 提供资产管理 | 2018-05-02 | 2019-10-21 |
| RO | 证券交易 | 2018-05-02 | 2019-10-21 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-04 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2009-03-09 | 2017-07-20 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 期货合约交易 | 2005-03-21 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-03-21 | 2017-07-20 |
| Rep | 证券交易 | 2005-03-21 | 2017-07-20 |
已采集记录中暂无金管局登记。