| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | RO | 就证券提供意见 | 2020-05-12 | - |
| RO | 期货合约交易 | 2020-05-12 | - | |
| RO | 证券交易 | 2020-05-12 | - | |
| Rep | 期货合约交易 | 2008-10-10 | 2020-05-12 | |
| Rep | 证券交易 | 2008-10-10 | 2020-05-12 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2005-08-25 | 2008-09-29 |
| Rep | 证券交易 | 2004-11-01 | 2008-09-29 |