| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-02-04 | 2013-04-23 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-11-29 | 2024-01-29 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | 就期货合约提供意见 | - | 2004-11-18 |
| Rep | 提供资产管理 | - | 2004-11-18 | |
| Rep | 期货合约交易 | - | 2010-02-19 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | - | 2004-11-18 |
| Rep | 就证券提供意见 | - | 2004-11-18 | |
| Rep | 提供资产管理 | - | 2004-11-18 | |
| Rep | 证券交易 | - | 2024-01-29 |