| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2013-02-18 | 2016-09-02 |
| Rep | 提供自动化交易服务 | 2013-02-18 | 2016-09-02 | |
| Rep | 证券交易 | 2013-02-18 | 2016-09-02 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-09 | 2013-02-17 |
| Rep | 证券交易 | 2008-10-09 | 2013-02-17 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2008-05-30 | 2008-09-29 |
| Rep | 证券交易 | 2008-05-30 | 2008-09-29 |