| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2015-08-13 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-08-13 | 2016-10-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2011-08-22 | 2015-06-16 |
| Rep | 就证券提供意见 | 2011-08-22 | 2015-06-16 |