| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2021-12-29 | 2023-03-17 |
| Rep | 证券交易 | 2021-12-15 | 2023-03-17 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2018-09-04 | 2021-09-14 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2012-03-20 | 2018-05-18 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2010-06-21 | 2011-12-17 |