| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2014-02-10 | 2015-11-30 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2010-09-01 | 2012-09-21 |
| Rep | 就证券提供意见 | 2010-09-01 | 2012-09-21 | |
| Rep | 证券交易 | 2010-09-01 | 2012-09-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2003-10-16 | 2010-06-01 |
| Citigroup Global Markets Asia Limited | Rep | 就证券提供意见 | - | 2003-10-15 |
| Rep | 提供资产管理 | - | 2003-10-15 | |
| Rep | 提供自动化交易服务 | - | 2003-10-15 | |
| Rep | 就机构融资提供意见 | - | 2010-06-01 | |
| Rep | 证券交易 | - | 2010-06-01 |