| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-12-18 | 2013-09-21 |
| Rep | 证券交易 | 2009-12-18 | 2013-09-21 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2005-09-28 | 2009-06-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2005-09-23 | 2009-06-22 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-09-23 | 2009-06-22 |
| CLSA LIMITED | Rep | 证券交易 | 2003-12-23 | 2005-04-20 |