Tong, Derek Wai Hon 唐偉瀚 Hong Kong SFC License Details (ID 90765)

Tong, Derek Wai Hon 唐偉瀚 Hong Kong SFC License Details (ID 90765)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	证券交易	2014-02-27	-
Yuanta Securities (Hong Kong) Company Limited	Rep	期货合约交易	2013-07-11	2014-01-28
	Rep	证券交易	2013-07-11	2014-01-28
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-03	2012-10-20
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2009-09-30	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2009-09-30	2012-10-20
	Rep	证券交易	2008-10-10	2012-10-20
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2007-08-23	2008-09-29
LEHMAN BROTHERS ASIA LIMITED	Rep	证券交易	2007-07-19	2008-09-29
Credit Suisse (Hong Kong) Limited	Rep	证券交易	2005-03-09	2007-06-20
Credit Suisse Futures (Hong Kong) Limited	Rep	提供自动化交易服务	2005-03-09	2007-06-20
	Rep	期货合约交易	2005-03-09	2007-06-20
Credit Suisse Securities (Hong Kong) Limited	Rep	证券交易	2005-03-09	2007-06-20