| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2009-12-21 | 2011-11-17 |
| Rep | 就机构融资提供意见 | 2008-10-10 | 2011-11-17 | |
| Rep | 就证券提供意见 | 2008-10-10 | 2011-11-17 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2008-03-12 | 2008-09-29 |
| Rep | 就证券提供意见 | 2008-03-12 | 2008-09-29 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2003-05-24 |
| Rep | 就证券提供意见 | - | 2003-05-24 | |
| Rep | 提供资产管理 | - | 2003-05-24 | |
| Rep | 证券交易 | - | 2003-05-24 |