| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2024-08-27 | - |
| Rep | 证券交易 | 2024-08-27 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | 期货合约交易 | 2015-02-06 | 2020-01-29 |
| Rep | 证券交易 | 2015-02-06 | 2020-01-29 | |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2015-02-06 | 2018-04-09 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2008-10-10 | 2014-07-19 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2003-12-09 | 2008-09-29 |