| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2013-06-17 | 2015-02-14 |
| Rep | 提供自动化交易服务 | 2013-06-17 | 2015-02-14 | |
| Rep | 证券交易 | 2013-06-17 | 2015-02-14 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-01-07 | 2013-06-16 |
| Rep | 证券交易 | 2010-01-07 | 2013-06-16 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-10-23 | 2008-04-26 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-04-28 | 2008-04-26 |