| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2021-09-10 | 2023-11-15 |
| Rep | 就证券提供意见 | 2021-09-10 | 2023-11-15 | |
| Rep | 证券交易 | 2021-09-10 | 2023-11-15 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2018-06-25 | 2021-05-21 |
| Rep | 就证券提供意见 | 2018-06-25 | 2021-05-21 | |
| CLSA LIMITED | Rep | 就证券提供意见 | 2018-06-25 | 2021-05-21 |
| Rep | 证券交易 | 2018-06-25 | 2021-05-21 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2010-11-08 | 2018-04-30 |
| Rep | 就证券提供意见 | 2010-11-08 | 2018-04-30 | |
| Rep | 证券交易 | 2010-11-08 | 2018-04-30 |