| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2019-10-11 | - |
| Rep | 证券交易 | 2019-10-11 | - | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2011-08-18 | 2018-12-14 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 就证券提供意见 | 2009-05-04 | 2011-07-29 |
| Rep | 证券交易 | 2009-05-04 | 2011-07-29 |