| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2008-10-10 | 2012-09-13 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2008-06-30 | 2008-09-29 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | 证券交易 | 2005-04-14 | 2008-04-29 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2003-10-02 | 2008-04-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | - | 2003-09-08 |
| Rep | 就证券提供意见 | - | 2003-09-08 | |
| Rep | 提供资产管理 | - | 2003-09-08 | |
| Rep | 提供自动化交易服务 | - | 2003-09-08 | |
| Rep | 证券交易 | - | 2003-09-08 |