| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-07-20 | 2025-11-14 |
| Rep | 证券交易 | 2010-07-20 | 2025-11-14 | |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-07-20 | 2013-04-23 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2007-10-23 | 2008-10-30 |
| Rep | 证券交易 | 2007-10-23 | 2008-10-30 |