| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HoYaat Investment Counsel Limited | RO | 就证券提供意见 | 2025-10-31 | - |
| RO | 提供资产管理 | 2025-10-31 | - | |
| HENGYU ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2020-11-17 | 2020-12-15 |
| Ocean Cedar Asset Management Company Limited | RO | 就证券提供意见 | 2020-05-05 | 2020-09-30 |
| RO | 提供资产管理 | 2020-05-05 | 2020-09-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2011-04-29 | 2016-01-21 |
| HSBC BROKING FOREX (ASIA) LIMITED | Rep | 杠杆式外汇交易 | 2010-02-18 | 2011-02-12 |
| HSBC BROKING FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-12-16 | 2011-02-12 |
| HSBC BROKING SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-12-16 | 2011-02-12 |