| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2025-08-28 | - |
| Rep | 证券交易 | 2025-08-28 | - | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2022-05-04 | 2025-04-22 |
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2015-10-05 | 2021-06-30 |
| Rep | 就证券提供意见 | 2015-10-05 | 2021-06-30 | |
| Rep | 证券交易 | 2015-10-05 | 2021-06-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2010-09-20 | 2015-08-08 |
| Rep | 就证券提供意见 | 2010-09-20 | 2015-08-08 | |
| Rep | 证券交易 | 2010-09-20 | 2015-08-08 | |
| CCB INTERNATIONAL CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2010-01-12 | 2010-09-11 |
| Rep | 证券交易 | 2010-01-12 | 2010-09-11 |