| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2022-03-22 | - |
| Rep | 就证券提供意见 | 2022-03-22 | - | |
| Rep | 证券交易 | 2022-03-22 | - | |
| SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | RO | 就机构融资提供意见 | 2019-04-04 | 2022-03-18 |
| RO | 就证券提供意见 | 2019-04-04 | 2022-03-18 | |
| RO | 证券交易 | 2019-04-04 | 2022-03-18 | |
| Rep | 就机构融资提供意见 | 2019-01-24 | 2019-04-04 | |
| Rep | 就证券提供意见 | 2019-01-24 | 2019-04-04 | |
| Rep | 证券交易 | 2019-01-24 | 2019-04-04 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2010-06-18 | 2015-09-01 |
| Rep | 就证券提供意见 | 2010-06-18 | 2015-09-01 | |
| Rep | 证券交易 | 2010-06-18 | 2015-09-01 | |
| Rep | 就机构融资提供意见 | 2008-10-10 | 2009-04-24 | |
| Rep | 就证券提供意见 | 2008-10-10 | 2009-04-24 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2006-09-19 | 2008-09-29 |
| Rep | 就证券提供意见 | 2006-09-19 | 2008-09-29 |
已采集记录中暂无金管局登记。