| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | Rep | 证券交易 | 2026-08-18 | - |
| Oaktree Capital (Hong Kong) Limited | Rep | 证券交易 | 2024-11-28 | - |
| RO | 证券交易 | 2019-06-05 | 2024-11-28 | |
| Rep | 证券交易 | 2011-07-05 | 2019-06-05 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2008-04-21 | 2008-11-21 |
| Rep | 证券交易 | 2008-04-21 | 2008-11-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2008-04-21 | 2008-11-21 |