| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RO | 就证券提供意见 | 2012-06-12 | 2015-08-24 |
| RO | 提供资产管理 | 2012-06-12 | 2015-08-24 | |
| RO | 证券交易 | 2012-06-12 | 2015-08-24 | |
| Rep | 就证券提供意见 | 2008-06-26 | 2012-06-12 | |
| Rep | 提供资产管理 | 2008-06-26 | 2012-06-12 | |
| Rep | 证券交易 | 2008-06-26 | 2012-06-12 | |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | - | 2004-02-11 |
| Rep | 提供自动化交易服务 | - | 2004-02-11 | |
| Rep | 就机构融资提供意见 | - | 2007-05-08 | |
| Rep | 证券交易 | - | 2007-05-08 |