| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | 证券交易 | 2011-06-03 | 2014-06-05 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-10 | 2009-03-02 |
| Rep | 证券交易 | 2008-10-10 | 2009-03-02 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-08-01 | 2008-09-29 |
| Rep | 证券交易 | 2007-08-01 | 2008-09-29 |