| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CORPORATE BROKERS LIMITED | RO | 证券交易 | 2019-11-05 | 2022-05-20 |
| VMS Securities Limited | RO | 证券交易 | 2016-07-29 | 2018-07-16 |
| Rep | 证券交易 | 2016-04-13 | 2016-07-29 | |
| Rep | 就证券提供意见 | 2016-04-13 | 2017-03-09 | |
| OCBC SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | 2011-01-06 | 2013-09-30 |