| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| ONE CHINA SECURITIES LIMITED | Rep | 证券交易 | 2007-05-14 | - |
| HUNG SING SECURITIES LIMITED | Rep | 证券交易 | 2005-08-15 | 2007-01-05 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2003-12-29 |
| Rep | 就证券提供意见 | 2003-04-01 | 2003-12-29 | |
| Rep | 提供资产管理 | 2003-04-01 | 2003-12-29 | |
| Rep | 证券交易 | 2003-04-01 | 2005-08-11 |
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